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History and Physics
of the French Horn |
The first question
that should probably be answered is whether or not the Horn should
be called a "French" Horn and whether indeed it has any
connection with France and the French whatsoever. There is no definite
answer to this and views on the matter tend to widely differ. According
to this source, it is
only in the United States, Canada and the United Kingdom that the
horn is known as the "French" Horn and most european
literature refers to the instrument simply as the "horn". This
source states that the name for the instrument in the UK came
from the fact that hunting horns differed greatly from England
to France; while French hunting horns were large, worn over the
shoulder, and looked roughly similar to what is now called simply
a "hunting horn", British hunting horns were much smaller,
held in a single hand and pitched significantly higher. To differentiate
between what the British called a "horn" and the instrument
that is nowdays called a horn, the larger modern instrument was
given the prefix "French", as it reminded the British
of the continental hunting horn. This
source states that the "French Horn" was not developed
in France, but in the Alps of the Germanic countries, commonly
used to warn animal intruders who threatened the shepherd's flocks.
The instrument, including the mouthpiece, was made entirely of
wood and straw. Since the French dominated most of the Alpine region
during the development of the horn the term "French Horn" became
a popular term that has remained until today.
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Of
course the Horn didn’t start off in the form it has today.
This is what it has evolved into to over a period of 27 centuries.
It’s history can essentially be split into two periods. The
pre 19th century period and the post 19th century period. The transition
from one period to the other is marked by the introduction of the
Valve into the design of the Horn. One of the earliest horn-like
instruments, the lur, dates back to the sixth century B.C. The
lur was made of bronze and was commonly used on battlefields by
Scandinavian clans. It used to make a loud ugly sound perfect for
what it was intended - terrorising enemy camps. The lur was nothing
more than a long tube and the sound it made was a reflection of
its simple form. This form remained until the 17th century when
a more rounded form became popular in hunting.The fundamental structure
of the 17th century horn and the modern day horn remains the same.
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The Horn consists of four basic sections: the
mouthpiece, a tapered mouthpipe, the cylindrical section and the
bell with each part influencing the acoustical behaviour of the
instrument. Like any brass instrument, is essentially a tube closed
at one end - at the lips. When you blow into the instrument
you compress the air immediately in front of the lips. When you
stop blowing compression of the air also stops so you get a pattern
of compressed and stretched regions of air or in physics jargon
a series of compressions and rarefactions - a longitudinal
wave. When the wave reaches the other end of the instrument it
reflects and a standing wave is set up. This is just the basic
formation of a standing wave!
But the standing wave immediately begins to die
out as energy is dissipated at the walls of the tube or radiated
as sound from the bell. In order to maintain the oscillation you
have to continuously supply puffs of air and supply them at the
appropriate time. Simply blowing into the instrument will not sustain
the oscillation, in the same way that a steady force applied to
a swing will not keep it in motion, because energy will be added
during half the cycle and removed during the other half. To maintain
the oscillation you must add air at the appropriate part of each
cycle. That is when the mouthpiece pressure is high. It would be
virtually impossible for the player to synchronize his or her lip
opening by muscular action alone and fortunately this is not necessary.
Pressure pulses reflected back from the horn force the player’s
lips open at the right time during the cycle of oscillation. This
is known as positive feedback. It is equivalent to having a pressure
controlled valve that admits air whenever the pressure is high.
But positive feedback only works if the oscillation frequency is
above the natural resonance frequency of the lips. The natural
resonance frequency of the lips is in turn determined by their
mass and tension which can be altered by the player.
At the other end of the horn is the bell and
while at one end the player and mouthpiece control the air that
goes into the instrument, at the other end the bell controls the
air that leaves the horn. It is known that the resonant frequencies
of any tube closed at one end are given by f = nv/4L and
for the Horn these frequencies are 23Hz, 69Hz, 114Hz, 161Hz, … odd
multiples of the fundamental frequency of 23Hz. These resonant
frequencies are precisely those frequencies of the standing waves
than can be accommodated by the tube. The standing waves I’ve
already mentioned are only possible if waves are reflected by the
open end of the tube. However, at the same time, if the tube is
to be musically useful energy must be radiated from the open end.
There is therefore a conflict between the fact that air must be
reflected for the standing wave to be formed but at the same time
radiated for there to be sound and as strange as it may seem the
horn (as is the case for all wind instruments) is designed to keep
as much of the sound within the tube as possible. They are designed
not to radiate sound. This is where the importance of the bell
becomes apparent. Whether a wave will be reflected by the open
end or radiated from it depends on the size of the wavelength of
the standing wave and the diameter of the tube. If the wavelength
of the standing wave is much longer than the diameter of the tube
the energy is virtually imprisoned in the tube and little, if any,
sound emanates from it. If however a bell is added to the end of
the tube then the bell acts as a gradual increase in the diameter
of the tube. However, the bell will only be effective if the diameter
of the tube increases over a tube length equal to the wavelength
of the sound.If the bell flares too abruptly then the sound wave
is unaffected by the bell’s presence. So that’s why
the bell of the horn is important.
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On
the historical front, as the aristocratic sport of hunting spread
horn-makers experimented with various shapes and sizes to increase
the range of possible notes. Once it was realised that changing
the length of the horn made it possible to change the range of
possible notes the horn began appearing in concert halls and theatres
but was considered too harsh to be included amongst the oboes and
violins and was used only in scenes depicting horror. During the
Baroque period composers began writing much more melodic music
for the horn but the fact remained that the horn was still just
a single fixed length of tubing and its musical potential was limited
to the natural harmonic series. If the player had to change keys
he would have to change horns.
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This of course was impractical and
therefore led to the invention in the early 18th century of the
crook. The crook was just an additional piece of coiled tubing
that could be inserted into the horn to change the overall length
of the instrument. Changing the length also changed the pitch so
that the entire harmonic series could be played in a different
key. Still, however, to change keys the player had to stop playing
and change crooks. This delayed the player and it was a bit too
much of an effort to carry around all of the necessary crooks.
So by the 19th century another development came about - that
of the valve.
In 1816 Heinrich Stflzel, a chamber musician from Pless in Upper
Silesia, and a colleague of his, Friedrich Bl?mel, were granted
a Prussian patent for the valve mechanism. The value mechanism
is basically a mechanism by which lengths of additional tubing
can easily be incorporated into the main length without the player
having to make any alterations to the horn. To show the importance
of this development I have an extract of what was in 1815 published
in the Leipzig periodical Allgemeine Musikalische Zeitung:
"Heinrich Stflzel, the chamber
musician from Pless in Upper Silesia, in order to perfect
the Waldhorn (the german name for the horn), has succeeded
in attaching a simple mechanism to the instrument, thanks
to which he has obtained all the notes of the chromatic
scale in a range of almost three octaves, with a good,
strong and pure tone. All the artificial notes… are
identical in sound to the natural notes and thus preserve
the character of the Waldhorn. Any Waldhorn player will,
with practice, be able to play on it. So that his invention
may become more widely known and used, Herr Stflzel has
laid his invention at the feet of His Majesty the King
of Prussia and now awaits a favorable outcome."
So you can see that horn valves were a matter for the concern
of Kings!
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There
are two types of valves. Piston valves and rotary valves. Historically
the rotary valve is the successor of the piston valve and was invented
by Joseph Riedl in Vienna.Both types work in the same way.
For the piston valve, in the raised position,
a hole called the windway, simply extends the air column straight
through the valve. For the rotary valve, when the valve is pressed
two other windways connect the main air column to an additional
length of tubing.
However there’s a problem in designing the lengths of tubing
for each valve. The first valve lowers the pitch by a tone (2 semitones)
and the second by a semitone. So it’s expected that pressing
both valves together will lower the pitch by three semitones. This
however isn’t the case.
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Without
considering the maths of why the lengths have the values they do,
in order to lower the pitch by a whole tone the first valve must
add a length of tubing 12.2% of the total length and in order to
lower the pitch by a semitone the second valve must add a length
of tubing 5.9% of the total length
By addition, pressing both valves adds a length of 18.1%. However,
3 semitones require an increase of 18.9%. Due to this discrepancy
the additional lengths of tubing are not fixed. They are allowed
to slide in order to compensate where necessary.
The final development in the horn, is the invention of the double
horn. A full double Horn is essentially two complete horns built
into one instrument with both horns sharing the same mouthpipe
and bell. One of the horns is tuned to F and is thus called an
F Horn and the other is tuned to B flat and thus called a B flat
Horn. The purpose of the fourth valve is to switch between the
two horns and it works in exactly the same way as the other valves
(F Horn is longer). When the B flat horn is used the other 3 valves
send air into the slides that are the correct length for the B-flat
horn. When the F horn is used the same applies.
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